Products & Services

We help individuals and business owners design and manage qualified retirement plans by providing experience, knowledge, and guidance.  Our Retirement Plan Specialists are licensed as independent brokers with the capability to draw from many national and international financial service companies to fund creative financial strategies that meet our clients' needs.  The following is a list of specific services that are available to you:

Services Provided to Retirement Plan Sponsors

Review Current Plan

  • Analyze expenses

  • Review plan design and features

  • Analyze investment options for diversification

  • Benchmark plan to market

Vendor Search

  • Develop bid specifications

  • Prepare a Request for Proposal (RFP)

  • Review and analyze proposals

  • Provide service and fee comparison from proposals

Implementation

  • Coordinate conversion process or execution of changes

  • Conduct employee communication and enrollment process

  • Review or help create an Investment Policy Statement

  • Orchestrate transfer of assets, plan, and participant records

Ongoing Plan Services

  • Trustee "due diligence file"

  • Annual trustee "year-in-review" reports

  • Investment monitoring

  • Enrollment and education services

  • "One-on-one" meetings

  • Asset allocation modeling

  • Annual participant "year-in-review" meetings on funds, performance, and market issues

Strategies for Business Owners

  • Tax Reduction Strategies

  • Retirement Plan Analysis/Implementation

  • Rewarding Key Employees

  • Buy/Sell and Business Succession Planning

Strategies for Individuals & Families

  • Long-Term Care

  • Medicare

    • Medigap (Medicare Supplement) Plans

    • Part D Prescription Drug Plans

    • Medicare Advantage Plans

  • Life Insurance

  • Disability Income Protection

  • Social Security and Pension Analysis

  • Retirement Income Analysis

  • Investments

    • 401(k)/IRA Rollovers

    • IRAs and Roth IRAs

    • Non-Qualified (after-tax) Accounts

    • Fixed or Variable Annuities

Services Provided to Retirement Plan Sponsors

Review Current Plan

  • Analyze expenses

  • Review plan design and features

  • Analyze investment options for diversification

  • Benchmark plan to market

Vendor Search

  • Develop bid specifications

  • Prepare a Request for Proposal (RFP)

  • Review and analyze proposals

  • Provide service and fee comparison from proposals

Implementation

  • Coordinate conversion process or execution of changes

  • Conduct employee communication and enrollment process

  • Review or help create an Investment Policy Statement

  • Orchestrate transfer of assets, plan, and participant records

Ongoing Plan Services

  • Trustee "due diligence file"

  • Annual trustee "year-in-review" reports

  • Investment monitoring

  • Enrollment and education services

  • "One-on-one" meetings

  • Asset allocation modeling

  • Annual participant "year-in-review" meetings on funds, performance, and market issues

Our team is committed to providing ongoing service and support to individuals, plan trustees, plan participants, and administrators.

Our Retirement Plan Specialists are experienced, knowledgeable, and dedicated.

Building Retirement Plans is Our Business...

Building Wealth is Our Passion...

Let Us Help You Build Yours!